The SEC has opened an administrative proceeding against Wolf Energy Services Inc., alleging that the company stopped filing periodic reports after its Form 10-Q for the period ended June 30, 2023. Unlike some dormant-registration cases, Wolf Energy still has unsolicited quotations for its common stock submitted on OTC Link ATS under the symbol WOEN, making the disclosure gap particularly relevant for investors who may still encounter market quotations for the security. :chatgpt-content-reference{index="0"}
U.S. Securities and Exchange Commission (SEC)
Official Release: https://www.sec.gov/files/litigation/admin/2026/34-106270.pdf
NEWS:
The SEC instituted proceedings against Wolf Energy Services Inc. on September 3, 2026 under Section 12(j) of the Securities Exchange Act. According to the order, Wolf Energy is a Florida corporation located in Kilgore, Texas, has CIK No. 1043894, and maintains a class of securities registered under Exchange Act Section 12(g). The Division of Enforcement alleges that Wolf Energy has not filed any periodic reports since submitting a Form 10-Q for the period ended June 30, 2023. The SEC also states that unsolicited quotations for Wolf Energy common stock, symbol WOEN, continue to be submitted on OTC Link ATS. :chatgpt-content-reference{index="1"}
That OTC quotation detail distinguishes Wolf Energy from issuers whose securities have effectively disappeared from public-market view. A quoted security can remain visible to investors even while the issuer's SEC reporting history has become stale. The Commission alleges that Wolf Energy repeatedly failed to meet its periodic reporting obligations and failed to heed a delinquency letter from the Division of Corporation Finance, or did not receive that letter because it failed to maintain a valid address with the SEC. Exchange Act Section 13(a), Rule 13a-1 and Rule 13a-13 require registered issuers to provide current annual and quarterly information. :chatgpt-content-reference{index="2"}
The proceeding does not itself mean Wolf Energy's registration has already been revoked. The Commission will determine whether the allegations are true and whether investor protection requires suspension for up to twelve months or revocation of the company's registered securities. For investors researching WOEN, the key issue is therefore not simply whether a quotation can still be found, but whether the issuer has supplied current SEC financial and operating information behind that market visibility. :chatgpt-content-reference{index="3"}
KEY POINTS:
- SEC Release No. 34-106270 was issued on September 3, 2026 in File No. 3-22698. :chatgpt-content-reference{index="4"}
- Wolf Energy Services Inc. is identified by the SEC as a Florida corporation located in Kilgore, Texas, CIK No. 1043894. :chatgpt-content-reference{index="5"}
- The SEC alleges Wolf Energy has filed no periodic reports since its Form 10-Q for the period ended June 30, 2023. :chatgpt-content-reference{index="6"}
- Unsolicited quotations for WOEN common stock are submitted on OTC Link ATS. :chatgpt-content-reference{index="7"}
- The proceeding will determine whether the registered securities should be suspended or revoked; the initiating order is not a final revocation decision. :chatgpt-content-reference{index="8"}