U.S. Securities and Exchange Commission (SEC)
Official Release: https://www.sec.gov/files/litigation/admin/2026/34-106365.pdf
NEWS: The SEC's September 15, 2026 order identifies IntelGenx as a Delaware corporation based in Saint-Laurent, Quebec, with a class of securities registered under Section 12(g) of the Securities Exchange Act. The SEC alleges that IntelGenx has not filed periodic reports since its Form 10-Q for the quarter ended March 31, 2024. The order also says the company did not heed a filing delinquency letter, or may not have received it because it failed to maintain a valid address on file with the Commission.
The proceeding will determine whether the SEC's allegations are established and whether investor protection warrants suspending the registration of IntelGenx's securities for up to 12 months or revoking it. IntelGenx may answer the allegations and present defenses. The order does not itself impose a final suspension or revocation, so the outcome remains unresolved.
KEY POINTS:
- The SEC instituted the proceeding on September 15, 2026, under File No. 3-22724.
- The SEC alleges that IntelGenx has filed no periodic reports since its Form 10-Q for the quarter ended March 31, 2024.
- The order states that IntelGenx common stock is not publicly quoted or traded.
- The Commission will decide whether the allegations are true and whether suspension or revocation is warranted.
- This is an order instituting proceedings, not a final determination against the company.