U.S. Securities and Exchange Commission (SEC)
Official Release: https://www.sec.gov/files/litigation/admin/2026/34-106354.pdf
NEWS: The SEC's September 15, 2026 order identifies First Capital International (CIK 1072842) as a Delaware corporation located in Houston, Texas, with a class of securities registered under Section 12(g) of the Securities Exchange Act. The Division of Enforcement alleges that the company has not filed periodic reports since its Form 10-K for the period ended December 31, 2023. The order also says First Capital either failed to heed a delinquency letter or may not have received it because it did not maintain a valid address on file with the SEC.
The proceeding will determine whether the alleged reporting failures occurred and whether investor protection warrants suspending the registration for up to 12 months or revoking it. The SEC order states that First Capital's common stock is not publicly quoted or traded. The company is directed to answer after service and may establish defenses; the proceeding remains unresolved.
KEY POINTS:
- SEC order dated September 15, 2026; File No. 3-22717.
- CIK 1072842; the order identifies First Capital as a Delaware corporation based in Houston.
- The SEC says no periodic reports have been filed since the Form 10-K for the year ended December 31, 2023.
- The order states that the company's common stock is not publicly quoted or traded.
- The SEC is considering suspension of up to 12 months or revocation; no final sanction has been imposed.