INDEPENDENT ASSESSMENT
Alexander Capital Ventures LLC, or ACV, is a verifiable private-investment platform focused primarily on late-stage and pre-IPO companies. Its public footprint is considerably deeper than a single Form D. The same legal entity, CIK 0001682558, has filed private offerings with the SEC for years and on September 14, 2026 filed six separate Rule 506(b) pooled-investment notices with stated offering amounts of $5.5875 million, $14.020512 million, $5.917472 million, $7.163914 million and two separate $6.031 million filings. Alexander Capital, L.P. is identified as the associated broker-dealer on all six September offerings.
The manager and website connections are unusually strong. Alexander Capital Ventures' official website is `alexandercapitalvm.com`. It lists Alexander Capital Ventures LLC at 10 Drs James Parker Blvd., Suite 202, Red Bank, New Jersey 07701 and telephone 646-564-9046. The current Form D filings use the same Red Bank address and telephone number. The website further states that ACV is an affiliate of Alexander Capital, L.P., a FINRA and SIPC member, and that investments in ACV funds are made through licensed broker-dealers rather than sold directly to the public by ACV.
Alexander Capital Ventures Management, LLC provides another regulatory layer. SEC Investment Adviser Public Disclosure identifies it under CRD 306957 / SEC file 802-118256 and shows it as an active Exempt Reporting Adviser rather than an SEC-registered investment adviser. Its IAPD profile also lists "Alexander Capital Ventures, LLC" as another name associated with the adviser. This distinction is important: filing Form ADV as an ERA creates regulatory reporting obligations, but an ERA is not the same thing as an SEC-registered investment adviser.
The strongest current conclusion is therefore straightforward. Alexander Capital Ventures is a real, long-running private-investment platform with a verifiable website, an affiliated broker-dealer, an SEC-reporting investment-management entity and a substantial history of Form D offerings. What investors still need to underwrite separately is each individual ACV fund: the underlying pre-IPO company, acquisition price, share class, valuation, fees, liquidity, transfer restrictions and eventual exit.
SEPTEMBER 14, 2026: SIX SEPARATE ACV OFFERINGS
Alexander Capital Ventures was unusually active on September 14, 2026. Six separate Form D notices under the same issuer CIK were accepted within approximately 27 minutes:
ACCESSION 0001682558-26-000012 | OFFERING: $5,587,500 | Rule 506(b) | pooled investment fund interests | Alexander Capital, L.P. listed as associated broker-dealer.
ACCESSION 0001682558-26-000013 | OFFERING: $14,020,512 | Rule 506(b) | pooled investment fund interests | Alexander Capital, L.P. listed as associated broker-dealer.
ACCESSION 0001682558-26-000014 | OFFERING: $5,917,472 | Rule 506(b) | pooled investment fund interests | Alexander Capital, L.P. listed as associated broker-dealer.
ACCESSION 0001682558-26-000015 | OFFERING: $7,163,914 | Rule 506(b) | pooled investment fund interests | Alexander Capital, L.P. listed as associated broker-dealer.
ACCESSION 0001682558-26-000016 | OFFERING: $6,031,000 | Rule 506(b) | pooled investment fund interests | Alexander Capital, L.P. listed as associated broker-dealer.
ACCESSION 0001682558-26-000017 | OFFERING: $6,031,000 | Rule 506(b) | pooled investment fund interests | Alexander Capital, L.P. listed as associated broker-dealer.
These should be treated as separate offerings unless the underlying offering documents establish otherwise. The two $6.031 million filings should especially NOT be assumed to be duplicates merely because their stated offering amounts are identical; they have different accession numbers and were accepted separately. Conversely, they should not automatically be treated as two distinct economic investments without reviewing the underlying fund documents.
The $14.020512 million offering provides the clearest public example of ACV's current structure. Secondary EDGAR extraction reports that it was fully subscribed by 93 investors, carried a $25,000 minimum investment and disclosed approximately $1.049 million of placement-agent compensation to Alexander Capital, L.P. Its first sale was July 28, 2026. That level of sales compensation is economically significant and should be evaluated against the underlying share acquisition price and expected investor return rather than treated as a minor administrative expense.
A key article-level distinction is therefore necessary:
THE SIX FORM D OFFERING AMOUNTS ARE NOT ACV AUM.
THEY ARE NOT AUTOMATICALLY CURRENT NAV.
THEY SHOULD NOT BE SUMMED AND PRESENTED AS FIRM ASSETS WITHOUT RECONCILING THE INDIVIDUAL OFFERINGS.
They represent separate reported securities offerings under the same legal issuer.
OFFICIAL WEBSITE, PRE-IPO STRATEGY AND OPERATING MODEL
Alexander Capital Ventures' website directly describes its focus as providing qualified investors access to private, late-stage growth companies before an IPO. The site says the team works with high-net-worth and accredited investors and seeks opportunities in companies approaching public-market maturity. It describes its niche as pre-IPO investing rather than broad early-stage venture capital.
The website also states that ACV has created funds holding shares of companies before their IPOs and that affiliated and other broker-dealers assisted investors in purchasing interests in those funds. This is important because it explains why Form D identifies Alexander Capital, L.P. so consistently: the broker-dealer is part of the distribution channel while Alexander Capital Ventures structures or sponsors the investment vehicles.
ACV's website displays a series of companies associated with prior pre-IPO opportunities and states that clients participated in funds holding shares before the respective companies went public. Because some company logos are displayed graphically rather than described with detailed transaction documentation, those examples should be treated as company-reported participation history unless independently matched to individual fund filings.
The website also currently highlights Touchcast, whose founder is quoted describing ACV as having provided working capital and helping the business scale toward an exit. That is sponsor-provided testimonial evidence, not an audited fund-return record.
The basic economic model appears to be:
ACV identifies or obtains access to a private-company position → ACV establishes or uses a private pooled vehicle → accredited investors subscribe to interests in that vehicle → Alexander Capital, L.P. or another licensed broker-dealer handles securities distribution → the fund holds exposure to the underlying private company → liquidity depends on an IPO, acquisition, secondary transaction or another exit.
That structure can provide access to companies that individual investors may otherwise find difficult to purchase directly, but it introduces an additional fund layer between the investor and the underlying company.
ALEXANDER CAPITAL VENTURES MANAGEMENT AND ERA STATUS
Alexander Capital Ventures Management, LLC appears in SEC IAPD under CRD 306957 and SEC file 802-118256. The SEC system identifies the firm as an active Exempt Reporting Adviser, with reporting status effective February 18, 2020.
This regulatory status needs careful wording.
An Exempt Reporting Adviser files a limited Form ADV because it relies on an exemption from full SEC investment-adviser registration, commonly the venture-capital-fund adviser exemption or private-fund adviser exemption.
ERA ≠ SEC-registered investment adviser.
ERA reporting ≠ SEC approval.
The SEC itself explicitly warns that ERA filings have not been approved or verified by the Commission.
The current ADV reports one private fund: Alexander Capital Ventures, LLC, private fund identification number 805-1425177141. That regulatory filing provides another direct connection between the management entity and the ACV private-fund structure.
Investors should still determine exactly which legal entity manages each September 2026 offering, because the issuer, investment-management company and affiliated broker-dealer perform different roles.
MANAGEMENT ENTITY: Alexander Capital Ventures Management, LLC.
DISTRIBUTION / BROKER-DEALER AFFILIATE: Alexander Capital, L.P.
Those entities should not be collapsed into one name.
JONATHAN GAZDAK, SHAWN WEADOCK AND MANAGEMENT DEPTH
Jonathan Gazdak is one of the clearest management links. The current ACV website identifies him as Managing Director and Head of Investment Banking. His biography says he focuses on technology, digital media, media and entertainment and specialty finance and has experience in public and private financings, restructurings, M&A and SPAC transactions. Prior to Alexander, the website says he led the technology group at Aegis Capital and earlier worked at Oppenheimer & Co.
SEC Form D history independently links Gazdak to Alexander Capital Ventures. A January 2026 filing names Jonathan Gazdak as the related Executive Officer and Form D signer, while the issuer uses the same 10 Drs James Parker Blvd., Suite 202, Red Bank address now published on ACV's official website.
Shawn Weadock is identified by ACV as Managing Director and Head of Private Equity at Alexander Capital and as a Partner at Alexander Capital Ventures Management. The website says he focuses on early-to-late-stage private equity companies and previously held senior trading positions at Rafferty Capital, Jefferies and Merrill Lynch.
This gives the platform a more developed public management footprint than a newly formed SPV whose principals cannot be traced outside Form D.
ALEXANDER CAPITAL, L.P. AFFILIATE RELATIONSHIP
The relationship with Alexander Capital, L.P. is supported by multiple independent sources.
ACV's official website expressly calls Alexander Capital, L.P. an affiliate and states that it is a FINRA and SIPC member.
Alexander Capital, L.P.'s own SEC-filed audited financial statements identify Alexander Capital Ventures LLC as a related private-equity enterprise through common ownership relationships and say the broker-dealer conducts business with ACV in connection with investment opportunities. Its 2023 financial statements reported approximately $3.245 million of revenue from ACV-related business. Those same financial statements identify Alexander Capital Ventures Management as ACV's management arm.
More recent Alexander Capital financial records continue to describe ACV as a related private-equity company that places clients into investment opportunities.
This is significant because it independently corroborates the corporate relationship from the broker-dealer side rather than relying only on ACV's own website.
PRE-IPO VALUATION, LIQUIDITY AND SINGLE-COMPANY FUND RISK
The principal investment risk is not whether Alexander Capital Ventures exists. It does.
The more important issue is the price and structure of each underlying pre-IPO investment.
Private-company shares do not trade continuously on a national exchange. The latest venture financing price can differ substantially from the price at which an SPV buys shares. Common shares, preferred shares, employee secondary shares and forward contracts can also carry materially different rights.
Investors therefore need to know:
the underlying company the share class the number of shares acquired the acquisition price per share the implied company valuation the SPV markup or structuring spread the issuer's latest primary financing price and whether ACV acquired shares directly or through another intermediary.
A famous company does not automatically make a pre-IPO fund attractive. An investor can still experience weak returns if the vehicle purchases shares at too high a valuation.
Liquidity is another major issue. "Pre-IPO" does not mean an IPO is imminent. Companies can remain private for years, postpone a listing, conduct tender offers at lower valuations or never go public.
Transfer restrictions can further limit liquidity. Many private-company securities are subject to rights of first refusal, company approval requirements or restrictions imposed by securities law.
Investors should therefore treat the target exit date as uncertain.
PLACEMENT COMPENSATION AND FEE LAYERING
The September 2026 filings repeatedly identify Alexander Capital, L.P. as the broker-dealer associated with the offerings. At least one of the new offerings — the $14.020512 million vehicle — disclosed approximately $1.049 million in placement-agent compensation.
That is approximately 7.5% of the stated offering amount.
This does not mean every ACV offering uses the same percentage.
Each Form D and offering memorandum must be reviewed separately.
Investors should determine whether there are additional:
management fees organizational expenses broker-dealer commissions placement fees carried interest performance allocations administrative fees legal expenses SPV expenses or acquisition markups.
Fee layering can be especially important in pre-IPO SPVs because the underlying private company itself may not generate current cash flow. Fees paid upfront therefore increase the appreciation required before an investor reaches economic breakeven.
For example, if investor capital is reduced by a significant placement expense before being deployed, the underlying shares must appreciate enough to overcome that cost before producing a positive net return.
That is why purchase price and net invested capital are as important as the brand name of the underlying pre-IPO company.
LONG FORM D HISTORY AND ADDRESS CHANGES
Alexander Capital Ventures is not a newly created 2026 entity.
SEC records show filings under CIK 0001682558 extending back for years. The company filed multiple Form D notices in 2022, 2023, 2024, 2025 and 2026.
The principal address has changed over time.
A 2023 filing used 545 Channelside Drive, Unit A1403, Tampa, Florida.
2024 and 2025 filings used 17 State Street, 5th Floor, New York.
Current 2026 filings use 10 Drs James Parker Blvd., Suite 202, Red Bank, New Jersey.
The telephone number 646-564-9046 remained associated with the issuer across these locations and is currently published by ACV's official website.
Address evolution itself is not unusual for a longstanding investment platform, but the chronology is useful for entity verification because older search results may still display Tampa or New York.
FINAL CONCLUSION
Alexander Capital Ventures has a strong identity-verification profile.
The official website is:
alexandercapitalvm.com
The current Red Bank address and 646-564-9046 telephone number match SEC filings.
The website expressly identifies Alexander Capital, L.P. as an affiliate.
Alexander Capital's own SEC-filed financial statements independently confirm ACV as a related private-equity enterprise and identify Alexander Capital Ventures Management as ACV's management arm.
SEC IAPD independently identifies Alexander Capital Ventures Management as an active Exempt Reporting Adviser.
The business model is also clear.
ACV specializes in pre-IPO and late-stage private-company investment opportunities, using pooled vehicles through which accredited clients can gain indirect exposure to private companies.
September 14, 2026 provides particularly strong evidence of current activity: ACV filed six separate Rule 506(b) offerings on the same morning, ranging from approximately $5.59 million to $14.02 million, each identifying Alexander Capital, L.P. as the associated broker-dealer.
One $14.02 million offering reports 93 investors and approximately $1.049 million of placement-agent compensation.
These facts establish an active private-placement platform.
They do not establish that every underlying investment is attractively priced.
For ACV, fund-level diligence needs to focus heavily on:
underlying company identity share class purchase price latest financing valuation broker and placement compensation management fees carried interest liquidity transfer restrictions and exit timing.
The distinction between regulatory statuses should also remain explicit.
Alexander Capital Ventures Management is an Exempt Reporting Adviser.
It is not currently registered with the SEC as an investment adviser.
Alexander Capital, L.P.'s FINRA/SIPC broker-dealer status does not constitute approval of ACV funds.
Form D does not constitute SEC approval of any offering.
SEC SNAPSHOT
ISSUER: Alexander Capital Ventures LLC | CIK: 0001682558 | EIN: 81-2519637 | ENTITY: Delaware LLC | ORGANIZED: more than five years ago.
CURRENT ADDRESS: 10 Drs James Parker Blvd., Suite 202, Red Bank, New Jersey 07701 | PHONE: 646-564-9046.
OFFICIAL WEBSITE: alexandercapitalvm.com.
INVESTMENT FOCUS: Late-stage private companies / pre-IPO investments — OFFICIAL WEBSITE CONFIRMED.
MANAGEMENT ENTITY: Alexander Capital Ventures Management, LLC | CRD: 306957 | SEC FILE: 802-118256 | STATUS: Active Exempt Reporting Adviser | ERA effective date: February 18, 2020.
AFFILIATED BROKER-DEALER: Alexander Capital, L.P. | FINRA / SIPC member — OFFICIAL WEBSITE CONFIRMED | affiliated / related-party relationship independently corroborated by Alexander Capital's SEC-filed financial statements.
KEY PUBLIC TEAM: Jonathan Gazdak — Managing Director / Head of Investment Banking | Shawn Weadock — Managing Director / Head of Private Equity at Alexander Capital and Partner at Alexander Capital Ventures Management.
SEPTEMBER 14, 2026 OFFERINGS
0001682558-26-000012 | $5,587,500 0001682558-26-000013 | $14,020,512 0001682558-26-000014 | $5,917,472 0001682558-26-000015 | $7,163,914 0001682558-26-000016 | $6,031,000 0001682558-26-000017 | $6,031,000
ALL SIX: Rule 506(b) | Pooled Investment Fund Interests | Alexander Capital, L.P. associated broker-dealer | Red Bank, New Jersey principal place of business.
$14.020512M OFFERING: 93 investors | $25K minimum | reported fully sold | first sale July 28, 2026 | approximately $1.049392M placement-agent compensation.
IMPORTANT CAPITAL DISTINCTION: The six September offering amounts are separate Form D transactions under the same issuer. They are not automatically ACV AUM and should not be mechanically summed into a platform asset figure.
WEBSITE / ENTITY PENETRATION
ALEXANDER CAPITAL VENTURES LLC — SEC CONFIRMED.
OFFICIAL DOMAIN: alexandercapitalvm.com — CONFIRMED.
RED BANK ADDRESS — EXACT WEBSITE / CURRENT SEC MATCH.
646-564-9046 — EXACT WEBSITE / SEC MATCH.
ALEXANDER CAPITAL VENTURES MANAGEMENT LLC — SEC IAPD / FORM ADV CONFIRMED.
ERA STATUS — CONFIRMED; NOT CURRENTLY SEC-REGISTERED AS AN INVESTMENT ADVISER.
ALEXANDER CAPITAL LP AFFILIATION — ACV WEBSITE + ALEXANDER CAPITAL SEC FINANCIAL STATEMENTS CONFIRMED.
JONATHAN GAZDAK — OFFICIAL ACV WEBSITE + FORM D HISTORY CONFIRMED.
SHAWN WEADOCK — OFFICIAL ACV WEBSITE CONFIRMED.
PRE-IPO STRATEGY — OFFICIAL ACV WEBSITE CONFIRMED.
MULTI-YEAR FORM D HISTORY — SEC CONFIRMED through 2022, 2023, 2024, 2025 and 2026.
CURRENT TOTAL ACV AUM — NOT ESTABLISHED BY FORM D.
CURRENT NET ASSET VALUE ACROSS ALL ACV VEHICLES — NOT PUBLICLY ESTABLISHED.
CURRENT AGGREGATE REALIZED IRR — NOT PUBLICLY DISCLOSED.
EXACT UNDERLYING COMPANY FOR EACH SEPTEMBER 14 OFFERING — NOT IDENTIFIED IN THE PUBLIC FORM D INDEXING REVIEWED.
CURRENT MANAGEMENT FEE / CARRY FOR EACH VEHICLE — REQUIRES INDIVIDUAL OFFERING DOCUMENTS.
CORE INVESTOR QUESTIONS
Which private company does each September 2026 fund own | What exact share class does the SPV purchase | What is ACV's purchase price per share | What is the latest primary financing price | What valuation does the SPV imply | Is ACV purchasing directly from the company, employees, early investors or another intermediary | Are company transfer approvals required | What rights attach to the shares | What percentage of investor capital is actually deployed after placement fees and expenses | What broker-dealer compensation applies to the specific offering | What management fee or carried interest applies | Does ACV receive any markup or spread on share acquisition | How long has the company remained private | Is an IPO actually filed or merely anticipated | What happens if no IPO occurs | Are tender offers or secondary sales permitted | How are private shares valued between financing rounds | Who audits or administers each SPV | How are opportunities allocated among multiple ACV vehicles | Why were six separate offerings filed on September 14, 2026, and what distinct underlying companies correspond to them
CORE RISKS
Private-company valuation risk | Pre-IPO timing uncertainty | IPO cancellation risk | Illiquidity | transfer restrictions | secondary-market pricing risk | late-stage valuation compression | single-company concentration | share-class differences | preferred-versus-common economics | company right-of-first-refusal risk | placement-agent compensation | management / carry fee layering | affiliated broker-dealer conflicts | key-person dependence | private valuation subjectivity | no guarantee of public listing | ERA status is not SEC investment-adviser registration | FINRA/SIPC broker-dealer affiliation does not insure fund losses | Form D offering amount is not fund NAV.
INDEPENDENT CONCLUSION
Alexander Capital Ventures is a genuine and active pre-IPO investment platform with a comparatively strong public evidence chain.
Its official website, current SEC Form D filings, SEC Form ADV reporting and Alexander Capital, L.P.'s audited regulatory financial statements all independently connect the core entities.
The legal structure can be summarized as:
Alexander Capital Ventures LLC → private investment / pooled fund issuer
Alexander Capital Ventures Management LLC → management arm / active Exempt Reporting Adviser
Alexander Capital, L.P. → affiliated FINRA/SIPC broker-dealer involved in distributing ACV investment vehicles.
The September 14, 2026 filing activity is unusually substantial.
Six separate ACV pooled-investment offerings were filed on the same morning.
The stated offering sizes range from approximately $5.59 million to $14.02 million.
At least the $14.02 million offering was reported fully sold to 93 investors and disclosed significant placement compensation to Alexander Capital, L.P.
That gives FilingDossier much more to evaluate than a simple "does this fund exist" question.
The decisive issue is price.
Pre-IPO investing can provide access to companies before a public listing, but a recognized company name does not protect investors from paying an excessive valuation.
Investors should therefore compare the fund's actual acquisition price with the underlying company's latest preferred financing, tender offer or credible secondary-market transactions and then account for all placement fees, management fees and carry.
Public regulatory evidence establishes that Alexander Capital Ventures exists and operates an active private-offering platform.
It does not establish that any particular pre-IPO offering is appropriately valued or will achieve an IPO or profitable exit.
PRIMARY EVIDENCE REVIEWED
U.S. Securities and Exchange Commission — Alexander Capital Ventures LLC — CIK 0001682558 — multiple Form D filings from 2022 through 2026.
September 14, 2026 Form D filing index — six separate Alexander Capital Ventures LLC offerings: $5.5875M, $14.020512M, $5.917472M, $7.163914M and two $6.031M offerings; Alexander Capital, L.P. listed as associated broker-dealer.
SEC Investment Adviser Public Disclosure — Alexander Capital Ventures Management, LLC — CRD 306957 / SEC 802-118256 — active Exempt Reporting Adviser since February 18, 2020.
Alexander Capital Ventures official website — alexandercapitalvm.com — Red Bank address, telephone, Jonathan Gazdak, Shawn Weadock, pre-IPO strategy and Alexander Capital, L.P. affiliation.
Alexander Capital, L.P. SEC-filed audited financial statements — ACV identified as a related private-equity enterprise and Alexander Capital Ventures Management identified as ACV's management arm.
IMPORTANT FORM D / REGULATORY NOTICE:
Form D is a notice filing for an exempt securities offering. Exempt Reporting Adviser status is not the same as SEC investment-adviser registration. FINRA membership and SIPC membership apply to the affiliated broker-dealer and do not protect investors against losses in private funds or pre-IPO securities. None of these regulatory relationships constitutes SEC approval of Alexander Capital Ventures, an underlying private company, the price paid for its shares or future investment performance.